Three Lines of Defence
42min2020 SEP 7
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In this episode of the Three Lines of Defence Podcast, Nick Kee, the Global Head of Institutional Securities Group Compliance at Morgan Stanley joins us to talk about his career. Nick shares his insight and views on leadership, mentoring and the impacts of COVID-19 from a monitoring and testing point of view. He also shares how he engages his team while working remotely. Nick started as a Solicitor and worked for Blake Dawson Waldron and Sydney Futures Exchange before moving his career to compliance in 2001. That year, he joined Macquarie and progressed to Head of Compliance for the Securities Group. In 2011, he joined Morgan Stanley as Asia Chief Compliance Officer. In 2019, Nick moved to New York with Morgan Stanley to undertake his current global role. In this episode we discuss: •Nick's early life and where he grew up. •Practicing as a lawyer and making the move to work in compliance. •The drivers behind moving to Macquarie then Morgan Stanley. •Transitioning through work pl...

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